We can help your compliance management program meet regulatory expectations, while functioning as a control for the Board and Senior Management. Our team also can assist with assessing the following: the Compliance Program Risk Assessment and Fair Lending Risk Assessment; existing compliance policies to compare if the policies conform to the applicable regulations and/or expectations of industry guidance; and the compliance management system, with a focus on written policies and procedures, regulatory compliance monitoring, employee training program, and Board and senior management reporting.
Our services include:
Policy and Procedure Development
Compliance Management System (CMS)/Compliance Management Program (CMP)