Compliance Consulting

We can help your compliance management program meet regulatory expectations, while functioning as an effective, efficient control for the Board and Senior Management. Our team also can assist with evaluation of the Compliance Program Risk Assessment and Fair Lending Risk Assessment; assess the comprehensiveness of existing compliance policies to determine if the policies conform to the applicable regulations and/or expectations of industry guidance; and evaluate the compliance management system, with a focus on written policies and procedures, regulatory compliance monitoring, employee training program, and Board and senior management reporting.

Our services include:

Risk Assessments

Policy and Procedure Development

Compliance Management System (CMS)/Compliance Management Program (CMP)