Risk Assessments

Evaluation of the Compliance Program Risk Assessment

ProBank Austin will conduct a risk assessment related to regulatory compliance. The primary objective is to provide a general assessment of the overall quantity of compliance risk and quality of compliance risk management. Typically, this review is conducted first to establish a baseline of compliance thus assisting with appropriate scheduling from a risk perspective for ongoing reviews.
At the conclusion of fieldwork, ProBank Austin will detail the high risks in the industry, as well as Bank-specific areas requiring management’s attention. During this assessment, our professional will:

Fair Lending Risk Assessment

ProBank Austin will conduct a risk assessment designed to help determine the focus and size of the Bank’s fair lending/non-discrimination analysis. When conducting this risk assessment, our professional will follow guidelines similar to those used by the federal regulatory agencies and will consider:

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