Risk Assessments

Compliance Program Risk Assessment

FORVIS can conduct a risk assessment related to regulatory compliance. The primary objective is to provide a general assessment of the overall quantity of compliance risk and quality of compliance risk management. Typically, this is conducted first to establish a baseline of compliance thus assisting with ongoing appropriate scheduling from an ongoing risk perspective.

At the conclusion of fieldwork, FORVIS will detail the high risks in the industry, as well as bank-specific areas requiring management’s attention. During this assessment, our professional will assess:

Fair Lending Risk Assessment

FORVIS can conduct a risk assessment designed to look at the focus and size of the Bank’s fair lending/non-discrimination analysis. When conducting this risk assessment, our professional will follow guidelines similar to those used by the federal regulatory agencies and will consider: