Regulatory Compliance

Regulatory compliance continues to be a major concern for every financial institution, Board of Directors, and executive management team, as the volumes of laws, rules, and regulations written to govern the financial services industry continues to expand. ProBank Austin’s predecessor, Professional Bank Services (PBS), was chartered in 1978 – a time when many financial institutions were challenged to manage the proliferation of consumer protection laws and regulations. PBS began offering bank compliance reviews and training programs for bank executives to help them operate successfully and remain compliant.

Today, compliance issues continue to escalate and require considerable understanding and effort for executive management. Compliance training is one of ProBank Austin’s strongest and most requested core practice areas, providing bank compliance consulting to financial institutions of all sizes. Our compliance team expertly evaluates management systems, reviews forms and disclosures for timely and accurate financial calculations, develops and reviews compliance policies and procedures, provides in-house training, conducts non-discrimination analyses, and assists with regulatory enforcement matters.

We have conducted thousands of bank compliance reviews and training programs and we are successful at helping institutions achieve their highest degrees of compliance. As a result, we receive ongoing recommendations from banks, credit unions, trade associations, attorneys, accountants, and examiners who are able to validate the quality of our work.

Our core Regulatory Compliance services include:

Let us put our five decades of experience to work for you.

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