Compliance Management System/Compliance Management Program

Forvis Mazars can assess the compliance management system focusing on written policies and procedures, regulatory compliance monitoring, employee training program, and Board and senior management reporting. In addition to the formal compliance system, we can assess regarding the bank’s current technical performance via lending and deposits with regard to actual utilization of the designed compliance management system.

During this review, our professional can assess:

At the conclusion of this review, Forvis Mazars will be positioned to provide management with an objective assessment of compliance administration and to make recommendations designed to strengthen the Bank’s compliance program.