Non-Deposit Investment Product (NDIP)

ProBank Austin will provide management with an assessment of the Bank’s risk as it relates to the Interagency Statement on Retail Sales of Non-Deposit Investment Products issued February 17, 1994. As such, our review will evaluate the structure and method of solicitation, adequacy of Internal Controls, and overall administration of non-deposit investment product offerings. Our professionals will use procedures similar to those outlined in the OCC’s Retail Non-Deposit Investment Products booklet issued in January 2015 (OCC Bulletin 2015-2).

During the review, the following processes are evaluated:

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