How To Ensure Compliance with Deposit Regulations

To order a printed manual, please click here.
To order an electronic manual, please click here.
Or you may click here to download an order form.

Printed Item No: M-DEP
First Copy: $175 / Each Additional Copy: $160

Electronic Item No: EM-DEP
First Copy: $125 / Each Additional Copy: $110

©Copyrighted. Professional Bank Services, Inc. All rights reserved.

This publication or parts thereof may not be reproduced, shared or distributed in any form, stored in any retrieval system, or transmitted in any form by any means—electronic, mechanical, photocopy, recording, or otherwise—without prior written permission of the publisher. This electronic publication is intended for the individual purchaser’s use only and should not be shared or distributed by any means. 

Deposit compliance is an increasingly complex topic that involves a significant number of employees at most financial institutions. The various federal laws and regulations relating to deposit compliance establish requirements for initial disclosures that must be given to new customers (and in some cases, upon request to inquiring non-customers), periodic disclosures after the account is opened, error resolution procedures and restrictions on advertising.

This manual addresses the various deposit compliance requirements in a practical, easy-to-understand fashion. The manual contains a comprehensive yet “plain language” explanation of each topic covered. Like all of our seminar manuals, it is organized and designed to serve as an ongoing reference guide.

This manual is designed for all employees who deal with the deposit taking function, such as compliance officers, auditors, cashiers, operations personnel, tellers, customer service representatives and new accounts personnel.


Let us put our five decades of experience to work for you.

Contact Us


Toll Free 800.523.4778