“Surviving” The Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination – ON-DEMAND WEBINARS

Recorded: February 24, 2022

Presented by: Mr. Mark Burnside, Senior Consultant, FORVIS

With an increased focus on risk and risk assessments in the regulatory compliance space, including Bank Secrecy Act, OFAC, Fair Lending, Compliance Management Systems, etc., understanding their value for our institutions is critical. We must also consider how and where the current pandemic might be impacting risk for our institutions.

This ninety-minute webinar for compliance officers and management will discuss the following aspects:

• What is the purpose of a Risk Assessment?
• Key considerations in creating and maintaining a Risk Assessment.
• What aspects of our programs, products, services, etc. should our Risk Assessment address?
• How should a Risk Assessment be considered in management decisions (e.g. policies and procedures, risk mitigation, etc.)?
• How are our Risk Assessments used during independent audits and examinations?