BSA for The “Front-Line” – Customer / Member Facing Staff – ON-DEMAND WEBINARS


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SKU: SWBSF Category:

Recorded: February 15, 2022

Presented by: Mr. Mark Dever, CAMS, VP and Senior Consultant, FORVIS

2022 marks the 52nd anniversary of the passage of the Bank Secrecy Act (BSA). Under the Act, all employees must annually participate in BSA training. This one-hour webinar will provide the members of the “front-line” with an update on the Bank Secrecy Act, and their roles and responsibilities under the implementing regulations.

Here’s What You’ll Learn:

  • Review the background, evolution, and institutional tenants of the BSA;
  • Identify employee responsibilities and accountabilities;
  • Understand Customer/Member Due Diligence (CDD/MDD);
  • Highlight “high-risk” clients;
  • Discuss Suspicious Activity Reporting (SAR), the process, the basics, and confidentiality requirements;
  • Review possibly “suspicious” transactions;
  • Identify recent FinCEN guidance; and
  • Allow questions from participants.

Recent well-publicized BSA enforcement actions, fines, and deferred prosecution agreements continue to support a climate proving BSA compliance remains of paramount importance to all financial institutions. This one-hour webinar from FORVIS will provide the “customer/member facing” staffs with a current “snapshot” of their requirements under the Bank Secrecy Act.

Who Should Listen

This webinar will be of most value to members of the “front-line” team in the retail community, and it will also assist them in meeting their annual BSA training requirements. The webinar will also be helpful to senior audit and compliance managers.

Program Level: Basic to Intermediate

Prerequisite/Advanced Preparation: Basic Knowledge of BSA/AML Regulations

Field of Study: Specialized Knowledge

Copyright Disclaimer

Any recording, transmission, retransmission, or republishing of any portion of this webinar is prohibited.