Deposit Documentation – Compliance.ai
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Item No: AI-DOC-__
Price: $105/$90
These manuals are used in our day-long Deposit Documentation seminars and contain hard-to-get state law information. They are written in “plain English” for use in standardizing the account-opening process. Please reference the listing below for state availability.
The manual includes discussions of:
Account Opening Procedures
- Customer Identification
- Verifying Depositor Information
- Standardizing Procedures
- Customer/Member Due Diligence and Beneficial Ownership
TIN Documentation
- Obtaining the Appropriate TIN
- Required Certifications
- NRA Requirements
Account Titles (Account Titles Vary by State)
- Individual Accounts
- Informal Trusts
- Uniform Transfers (or Gifts) to Minors Act
- Minor Accounts
- Joint Accounts with Rights of Survivorship
- Joint Accounts without Rights of Survivorship
- Payable on Death Accounts
- Estate Accounts
- Grantor Trusts
- Funeral Trust Accounts
- Court-Appointed Personal Fiduciaries
- Social Security or SSI Representative Payee
- Sole Proprietorship
- Partnerships
- Corporations
- Limited Liability Companies
- Lawyer Trust Accounts
- Political Campaign Funds
Proper Documentation
- Personal & Business Accounts
- Fiduciary Accounts
- Organizational Accounts
- Powers of Attorney
Handling Requests for Changes
- Changes at Request of Customer
- Changes Due to Death
- Adding and Deleting Owners
DEPOSIT DOCUMENTATION MANUALS
The following Deposit Documentation Manuals will be available for purchase after we present the seminar.
Cost: $105.00 for the first manual and $90.00 for each additional manual.
State – Item # – Month Revised
Alabama – AI-DOC-AL – December 2020
Arizona – AI-DOC-AZ – December 2019
Arkansas – AI-DOC-AR – June 2020
California – AI-DOC-CA – January 2020
Colorado – AI-DOC-CO – March 2021
Connecticut – AI-DOC-CT – March 2019
Florida – AI-DOC-FL – February 2020
Georgia – AI-DOC-GA – March 2020
Illinois – AI-DOC-IL – June 2020
Indiana – AI-DOC-IN – March 2019
Iowa – AI-DOC-IA – October 2020
Kansas – AI-DOC-KS – January 2021
Kentucky – AI-DOC-KY – April 2021
Maryland – AI-DOC-MD – October 2019
Massachusetts – AI-DOC-MA – February 2020
Minnesota – AI-DOC-MN – December 2020
Mississippi – AI-DOC-MS – January 2020
Missouri – AI-DOC-MO – April 2020
New Jersey – AI-DOC-NJ – October 2020
New Mexico – AI-DOC-NM – September 2020
New York – AI-DOC-NY – February 2021
North Carolina – AI-DOC-NC – May 2021
Ohio – AI-DOC-OH – April 2021
Oklahoma – AI-DOC-OK – May 2021
Oregon – AI-DOC-OR – November 2019
Pennsylvania – AI-DOC-PA – March 2021
South Carolina – AI-DOC-SC – February 2021
Tennessee – AI-DOC-TN – May 2020
Utah – AI-DOC-UT – April 2020
Texas – AI-DOC-TX – April 2021
Virginia – AI-DOC-VA – March 2021
Washington – AI-DOC-WA – January 2020
West Virginia – AI-DOC-WV – August 2019
Wisconsin – AI-DOC-WI – June 2020