Deposit Documentation – Compliance.ai

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Item No: AI-DOC-__
Price: $105/$90

These manuals are used in our day-long Deposit Documentation seminars and contain hard-to-get state law information. They are written in “plain English” for use in standardizing the account-opening process. Please reference the listing below for state availability.

The manual includes discussions of:

Account Opening Procedures

• Customer Identification
• Verifying Depositor Information
• Standardizing Procedures
• Customer/Member Due Diligence and Beneficial Ownership

TIN Documentation

• Obtaining the Appropriate TIN
• Required Certifications
• NRA Requirements

Account Titles (Account Titles Vary by State)

• Individual Accounts
• Informal Trusts
• Uniform Transfers (or Gifts) to Minors Act
• Minor Accounts
• Joint Accounts with Rights of Survivorship
• Joint Accounts without Rights of Survivorship
• Payable on Death Accounts
• Estate Accounts
• Grantor Trusts
• Funeral Trust Accounts
• Court-Appointed Personal Fiduciaries
• Social Security or SSI Representative Payee
• Sole Proprietorship
• Partnerships
• Corporations
• Limited Liability Companies
• Lawyer Trust Accounts
• Political Campaign Funds

Proper Documentation

• Personal & Business Accounts
• Fiduciary Accounts
• Organizational Accounts
• Powers of Attorney

Handling Requests for Changes

• Changes at Request of Customer
• Changes Due to Death
• Adding and Deleting Owners

DEPOSIT DOCUMENTATION MANUALS

The following Deposit Documentation Manuals will be available for purchase after we present the seminar.
Cost: $105.00 for the first manual and $90.00 for each additional manual.

State – Item # – Month Revised

Alabama – AI-DOC-AL – December 2020
Arizona – AI-DOC-AZ – December 2019
Arkansas – AI-DOC-AR – June 2020
California – AI-DOC-CA – January 2020
Colorado – AI-DOC-CO – March 2021
Connecticut – AI-DOC-CT – March 2019
Florida – AI-DOC-FL – February 2020
Georgia – AI-DOC-GA – March 2020
Illinois – AI-DOC-IL – June 2020
Indiana – AI-DOC-IN – March 2019
Iowa – AI-DOC-IA – October 2020
Kansas – AI-DOC-KS – January 2021
Kentucky – AI-DOC-KY – April 2021
Maryland – AI-DOC-MD – October 2019
Massachusetts – AI-DOC-MA – February 2020
Minnesota – AI-DOC-MN – December 2020
Mississippi – AI-DOC-MS – January 2020
Missouri – AI-DOC-MO – April 2020
New Jersey – AI-DOC-NJ – October 2020
New Mexico – AI-DOC-NM – September 2020
New York – AI-DOC-NY – February 2021
North Carolina – AI-DOC-NC – May 2021
Ohio – AI-DOC-OH – April 2021
Oklahoma – AI-DOC-OK – May 2021
Oregon – AI-DOC-OR – November 2019
Pennsylvania – AI-DOC-PA – March 2021
South Carolina – AI-DOC-SC – February 2021
Tennessee – AI-DOC-TN – May 2020
Utah – AI-DOC-UT – April 2020
Texas – AI-DOC-TX – April 2021
Virginia – AI-DOC-VA – March 2021
Washington – AI-DOC-WA – January 2020
West Virginia – AI-DOC-WV – August 2019
Wisconsin – AI-DOC-WI – June 2020